FMA Reports
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018Moscow, Russia, 28.3.2024
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: STRABAG SE
2. Reason for the notification: Acquisition or disposal of voting rights
3. Person subject to notification obligation
Oleg Deripaska
4. Name of shareholder(s): MKAO Rasperia Trading Limited
5. Date on which the threshold was crossed or reached: 22.3.2024
6. Total positions
 | % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 0,00 % | 0,00 % | 0,00 % | 118 221 982 |
Position of previous notification (if applicable) | 27,78 % | 57,78 % | 85,56 % | |
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| AT000000STR1 | | 0 | | 0,00 % |
SUBTOTAL A | 0 | 0,00 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| | | | |
| | SUBTOTAL B.1 | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| Right of first refusal | na | na | Physisch | 0 | 0,00 % |
| | | SUBTOTAL B.2 | 0 | 0,00 % |
8. Information in relation to the person subject to the notification obligation:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Oleg Deripaska | | |||
2 | Bradmion Holdings Limited | 1 | |||
3 | Melisantis Limited | 2 | |||
4 | MKAO Valtoura Holdings Limited | 3 | |||
| | | | | |
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
This notification is an amendment and clarification to the latest major holdings notification submitted on 26 March 2024.
This notification is submitted due to completion of the sale and purchase agreement relating to 100% of the share capital of MKAO RASPERIA TRADING LIMITED between Joint Stock Company ILIADIS and MKAO Valtoura Holdings Limited dated 14 December 2023 (the signing of which was notified on 18 December 2023 as amended on 8 January 2024).
As a result MKAO Rasperia Trading Limited is not (directly or indirectly) controlled by Mr. Deripaska and, therefore, it is not listed in line 8.
This notification takes into account the right of first refusal (as a financial instrument pursuant to Sec 131 para. 1 no. 1 Stock Exchange Act 2018) arising from the syndicate agreement dated 23.04.2007 (last amended on 15.03.2013) and terminated by Haselsteiner Familien-Privatstiftung with effect as of the end of 31.12.2022. Notification of such right of first refusal is made merely as a precaution for the sake of formal completeness. MKAO Rasperia Trading Limited takes the legal position that the rights of first refusal arising from the syndicate agreement do not continue to apply after termination of the syndicate agreement.
Total number of voting rights of issuer (line 6) has changed comparing to the previous notification due to the implementation of non-cash capital increase of Strabag SE registered on 21 March 2024. MKAO Rasperia Trading Limited takes the legal position that such non-cash capital increase is not valid and challenges it.
Moscow, Russia am 28.3.2024
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Moscow, Russia, 28.3.2024
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
| 1. Issuer: STRABAG SE |
| 2. Reason for the notification: Acquisition or disposal of voting rights |
3. Person subject to notification obligation Name: Joint Stock Company lliadis
Country: Russia |
| 4. Name of shareholder(s): MKAO Rasperia Trading Limited |
| 5. Date on which the threshold was crossed or reached: 22.3.2024 |
| 6. Total positions | ||||
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
| Total number of voting rights of issuer |
Resulting situation on the date on which threshold
|
| 62,68 % | 86,79 % |
|
| Position of previous notification (if applicable) | | 27,78 % | 27,78 % | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
|
|
| ||
Direct (Sec 130 BörseG 2018) |
| Direct (Sec 130 BörseG 2018) |
| |
| AT000000STR1 | |
| |
|
| 28 500 001 | 24,11 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
|
| Exercise Period | Number of voting rights that may be acquired if the instrument is exercised |
|
| | | | |
| SUBTOTAL B.1 | | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||||||||||
| Type of instrument |
|
|
|
|
| ||||||||
| Right of first refusal | na | na | Physisch | 74 099 909 | 62,68 % | ||||||||
| SUBTOTAL B.2 | 74 099 909 | 62,68 % | ||||||||||
| 8. Information in relation to the person subject to the notification obligation:
| | ||||||||||||
| No. | Name | Directly controlled by No. |
|
|
| |||||||
1 | Joint Stock Company lliadis | | | | | ||||||||
2 | MKAO Rasperia Trading Limited | 1 |
|
|
| ||||||||
| | | | | | ||||||||
| 9. In case of proxy voting
Date of general meeting: - Voting rights after general meeting: - is equivalent to - voting rights. |
| 10. Sonstige Kommentare:
This notification is an amendment and clarification to the latest major holdings notification submitted on 26 March 2024. Haselsteiner, Klemens Peter Haselsteiner, UNIQA Beteiligungs-Holding GmbH, UNIQA |
| Erwerb von Beteiligungen Gesellschaft m.b.H., UNIQA Österreich Versicherungen AG and UNIQA Insurance Group AG on 26 March 2024. Total number of voting rights of issuer (line 6) and, hence, percent of voting rights have changed comparing to the previous notification due to the implementation of non-cash capital increase of Strabag SE registered on 21 March 2024. MKAO Rasperia Trading Limited takes the legal position that such non-cash capital increase is not valid and challenges it. |
Moscow, Russia am 28.3.2024
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Vienna, 26.3.2024
OverviewCaution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: STRABAG SE
2. Reason for the notification: Other
3. Person subject to notification obligation
Acting in concert agreement (Sec. 133 No. 1 BörseG 2018)
First name | Name/Surname | City | Country |
| BLR-Baubeteiligungs GmbH. | Vienna | Austria |
| RAIFFEISEN-HOLDING NIEDERÖSTERREICH-WIEN registrierte Genossenschaft m.b.H. | Vienna | Austria |
| Haselsteiner Familien-Privatstiftung | Spittal/Drau | Austria |
| Hans Peter | Haselsteiner | | |
| Klemens Peter | Haselsteiner | | |
| UNIQA Beteiligungs-Holding GmbH | Vienna | Austria |
| UNIQA Erwerb von Beteiligungen Gesellschaft m.b.H. | Vienna | Austria |
| UNIQA Österreich Versicherungen AG | Vienna | Austria |
| UNIQA Insurance Group AG | Vienna | Austria |
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 21.3.2024
6. Total positions
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 62.68 % | 24.11 % | 86.79 % | 118 221 982 |
Position of previous notification (if applicable) | 57.78 % | 27.78 % | 85.56 % | |
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| AT000000STR1 | | 74 101 407 | | 62.68 % |
| Namensaktie | | 2 | | 0.00 % |
SUBTOTAL A | 74 101 409 | 62.68 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| Right of first refusal | see section 10. | 20 days | 28 500 001 | 24.11 % |
| | SUBTOTAL B.1 | 28 500 001 | 24.11 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| | | | | |
| | | SUBTOTAL B.2 | | |
8. Information in relation to the person subject to the notification obligation:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Haselsteiner Hans Peter | | 0.06 % | 0.06 % | |
2 | Haselsteiner Familien-Privatstiftung | 1 | 30.68 % | 30.68 % | |
3 | Haselsteiner Klemens Peter | | 0.00 % | 0.00 % | |
4 | RAIFFEISEN-HOLDING NIEDERÖSTERREICHWIEN registrierte Genossenschaft m.b.H. | | 7.65 % | 7.65 % | |
5 | BLR-Baubeteiligungs GmbH. | 4 | 7.70 % | 7.70 % | |
6 | UNIQA Insurance Group AG | | 0.02 % | 0.02 % | |
7 | UNIQA Beteiligungs-Holding GmbH | 6 | 0.00 % | 0.00 % | |
8 | UNIQA Österreich Versicherungen AG | 7 | 15.11 % | 15.11 % | |
9 | UNIQA Erwerb von Beteiligungen Gesellschaft m.b.H. | 8 | 1.45 % | 1.45 % | |
| | | | | |
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Additional information:
Of the 74,101,409 shares (approx. 62.68%) listed in section 7A, which are held by the legal entities listed in section 3 in total, only 57,000,002 shares (approx. 48.21%) are syndicated and therefore mutually attributable pursuant to Section 133 no. 1 BörseG. The remaining 17,101,407 shares (approx. 14.47%) are not syndicated and are therefore not mutually attributable pursuant to Section 133 no. 1 BörseG.
On 21 March 2024, the issuer increased the share capital from 102,600,000 to 118,221,982 shares/voting rights. The following legal entities each exceeded the following thresholds through the direct/indirect acquisition (Section 130 BörseG 2018) of new shares/voting rights in the capital increase:
- Hans Peter Haselsteiner and Haselsteiner Familien-Privatstiftung - 30%;
- RAIFFEISEN-HOLDING NIEDERÖSTERREICH-WIEN reg. Gen.m.b.H. - 15%;
- UNIQA Österreich Versicherungen AG - 15%.
The voting rights are (i) including attributed voting rights (Section 130 and Section 133 no. 1 and no. 4 BörseG 2018) and (ii) added together with the voting rights from financial instruments (B.1) (right of first refusal) (Section 131 para. 1 BörseG 2018) - in each case number of voting rights and %:
- Hans Peter Haselsteiner (i) 64,841,191/ approx. 54.85%; (ii) 93,341,192/ approx. 78.95%;
- Haselsteiner Familien-Privatstiftung (i) 64,771,816/ approx. 54.79%; (ii) 93,271,817/ approx. 78.90%;
- Klemens Peter Haselsteiner (i) 57,001,502/ approx. 48.22% - below the threshold of 50%; (ii) 85,501,503/ approx. 72.32% - below the threshold of 75%;
- RAIFFEISEN-HOLDING NIEDERÖSTERREICH-WIEN reg. Gen.m.b.H. (i) 60,905,641/ approx. 51.52%; (ii) 89,405,642/ approx. 75.63%;
- BLR-Baubeteiligungs GmbH. (i) 58,821,786/ approx. 49.76% - below the threshold of 50%; (ii) 87,321,787/ approx. 73.86% - below the threshold of 75%;
- UNIQA Insurance Group AG (i) 62,353,081/ approx. 52.74%; (ii) 90,853,082/ approx. 76.85%;
- UNIQA Beteiligungs-Holding GmbH and UNIQA Österreich Versicherungen AG (i) 62,347,566/ approx. 52.74%; (ii) 90,847,567/ approx. 76.84%;
- UNIQA Erwerb von Beteiligungen Gesellschaft m.b.H. (i) 57,342,487/ approx. 48.50% - below the threshold of 50%; (ii) 85,842,488/ approx. 72.61% - below the threshold of 75%.
The attributed voting rights of approx. 24.11% on the basis of the right of first refusal (B.1) fall below the threshold of 25% (Sections 130 in conjunction with 131 para. 1 BörseG 2018): The core shareholders syndicate that has existed since 23 April 2007 ended at the end of 31 December 2022. Despite the termination of the core shareholders syndicate, the right of first refusal of the legal entities named in section 8. no. 1 to 3 and the right of first refusal of the legal entities named in section 8. under no. 4 to 9 remain in place as long as they each hold at least 8.5% of the share capital of the issuer. MKAO Rasperia Trading Limited is subject to Council Regulation (EU) No 269/2014 of 17 March 2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, as amended/supplemented (EU Sanctions Regulation). Accordingly, MKAO Rasperia Trading Limited is not authorised to sell the shares it holds in the issuer and therefore the right of first refusal does not apply for the duration of the EU Sanctions Regulation, unless the sanctions authority approves the sale of these shares by MKAO Rasperia Trading Limited. The legal entities mentioned under section 3. have formed a syndicate without MKAO Rasperia Trading Limited.
Vienna on 26.3.2024
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Wien, 22.3.2024
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
| 1. Issuer: STRABAG SE |
| 2. Reason for the notification: Event changing the breakdown of voting rights |
3. Meldepflichtige Person
City: Wien Country: Österreich |
| 4. Name of shareholder(s): AO Raiffeisenbank |
| 5. Date on which the threshold was crossed or reached: 21.3.2024 |
| 6. Total positions | ||||
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
| Total number of voting rights of issuer |
Resulting situation on the date on which threshold
| 0,00 % | 24,11 % |
|
|
| Position of previous notification (if applicable) | 0,00 % | 27,78 % | | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
|
|
| ||
Direct (Sec 130 BörseG 2018) |
| Direct (Sec 130 BörseG 2018) |
| |
| AT000000STR1 | 0 | 0 |
|
|
| 0 | 0,00 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
|
| Exercise Period | Number of voting rights that may be acquired if the instrument is exercised |
|
| | | | |
| SUBTOTAL B.1 | | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||||||||||
| Type of instrument |
|
|
|
|
| ||||||||
| Share Purchase Agreement | n.a. | n.a. | Physisch | 28 500 000 | 24,11 % | ||||||||
| SUBTOTAL B.2 | 28 500 000 | 24,11 % | ||||||||||
| 8. Information in relation to the person subject to the notification obligation:
| | ||||||||||||
| No. | Name | Directly controlled by No. |
|
|
| |||||||
1 | Raiffeisen Bank International AG | | 0,00 % | 0,00 % |
| ||||||||
2 | AO Raiffeisenbank | 1 | 0,00 % | 24,11 % |
| ||||||||
| | | | | | ||||||||
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
This notice constitutes an update information with regard to a transaction announced in the ad hoc disclosure of Raiffeisen Bank International AG as of 19 December 2023: Raiffeisen Bank International AG (RBI) has taken a decision to acquire 28,500,000 shares in STRABAG SE via its Russian subsidiary AO Raiffeisenbank from Russian based MKAO Rasperia Trading Limited. In December 2023, 28,500,00 shares in STRABAG SE corresponded to a stake of 27.78 percent of outstanding shares. Because of the capital increase and the issue of new shares by STRABAG SE, which became effective on 21 March 2024, STRABAG SE's new share capital amounts to EUR 118,221,982, divided into 118,221,982 shares. As a result of such capital increase, 28,500,000 shares in STRABAG SE correspond to a stake of 24.11 percent of the outstanding shares. Closing of the acquisition is subject to various conditions precedent including satisfactory completion of the sanctions compliance due diligence by RBI, regulatory approvals, and merger clearance.
Wien am 22.3.2024
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Moscow, Russia, 8 January 2024
OverviewNotification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: STRABAG SE
2. Reason for the notification: Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation
Oleg Deripaska
4. Name of shareholder(s): MKAO Rasperia Trading Limited
5. Date on which the threshold was crossed or reached: 1.1.2023
6. Total positions
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 27,78 % | 57,78 % | 85,56 % | 102 600 000 |
Position of previous notification (if applicable) | 27,78 % | 57,78 % | 85,56 % | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| AT000000STR1 | | 28 500 001 | | 27,78 % |
SUBTOTAL A | 28 500 001 | 27,78 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| | | | |
| | SUBTOTAL B.1 | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| Right of first refusal | na | na | Physisch | 59 279 931 | 57,78 % |
| | | SUBTOTAL B.2 | 59 279 931 | 57,78 % |
8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Oleg Deripaska | | |||
2 | Bradmion Holdings Limited | 1 | |||
3 | Melisantis Limited | 2 | |||
4 | MKAO Valtoura Holdings Limited | 3 | |||
5 | MKAO Rasperia Trading Limited | 4 | 27,78 % | 57,78 % | 85,56 % |
| | | | | |
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
This notification is an amendment and clarification to the latest major holdings notification submitted on 18 December 2023.
This notification is submitted due to entry into the sale and purchase agreement relating to 100% of the share capital of MKAO ¿RASPERIA TRADING LIMITED¿ between Joint-Stock Company ILIADIS and MKAO Valtoura Holdings Limited on 14 December 2023. The aforementioned agreement has not been completed as of the date hereof.
This notification takes into account the right of first refusal (as a financial instrument pursuant to Sec 131 para. 1 no. 1 Stock Exchange Act 2018) arising from the syndicate agreement dated 23.04.2007 (last amended on 15.03.2013) and terminated by Haselsteiner Familien-Privatstiftung with effect as of the end of 31.12.2022. Notification of such right of first refusal is made merely as a precaution for the sake of formal completeness. MKAO Rasperia Trading Limited takes the legal position that the rights of first refusal arising from the syndicate agreement do not continue to apply after termination of the syndicate agreement.
Moscow, Russia 8 January 2024
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Vienna 21 December 2023
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
| 1. Issuer: STRABAG SE |
| 2. Reason for the notification: Acquisition or disposal of financial/other instruments |
3. Person subject to notification obligation Name: Raiffeisen Bank International AG City: Wien
|
| 4. Name of shareholder(s): AO Raiffeisenbank |
| 5. Date on which the threshold was crossed or reached: 19.12.2023 |
| 6. Total positions | ||||
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
| Total number of voting rights of issuer |
Resulting situation on the date on which threshold
|
| 27,78 % |
|
|
| Position of previous notification (if applicable) | | | | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
|
|
| ||
Direct (Sec 130 BörseG 2018) |
| Direct (Sec 130 BörseG 2018) |
| |
| | | | |
| | | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
|
|
| Number of voting rights that may be acquired if the instrument is exercised |
|
| | | | |
|
| | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
| Type of instrument |
|
|
|
|
|
| Share Purchase Agreement | n.a. | n.a. | Physisch | 28 500 000 | 27,78 % |
| SUBTOTAL B.2 | 28 500 000 | 27,78 % | ||
| 8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. | | ||||||
| No. | Name | Directly controlled by No. |
|
|
| |
1 | Raiffeisen Bank International AG | | 0,00 % | 0,00 % |
| ||
2 | AO Raiffeisenbank | 1 | 0,00 % | 27,78 % |
| ||
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
This notice provides information on a transaction announced in the ad hoc disclosure of Raiffeisen Bank International AG as of 19 December 2023: ¿Raiffeisen Bank International AG (RBI) has taken a decision to acquire 28,500,000 shares in STRABAG SE, representing 27.78 per cent of outstanding shares, via its Russian subsidiary AO Raiffeisenbank from Russian based MKAO ¿Rasperia Trading Limited¿. Closing of the acquisition is subject to various conditions precedent including satisfactory completion of the sanctions compliance due diligence by RBI, regulatory approvals, and merger clearance.
Vienna 21 December 2023
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Moscow, Russia,19 December 2023
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
| 1. Issuer: STRABAG SE |
| 2. Reason for the notification: Acquisition or disposal of financial/other instruments |
3. Person subject to notification obligation Name: Joint Stock Company lliadis
Country: Russia |
| 4. Name of shareholder(s): MKAO Rasperia Trading Limited |
| 5. Date on which the threshold was crossed or reached: 14.12.2023 |
| 6. Total positions | ||||
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
| Total number of voting rights of issuer |
Resulting situation on the date on which threshold
|
| 27,78 % |
|
|
| Position of previous notification (if applicable) | | | | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
|
|
| ||
Direct (Sec 130 BörseG 2018) |
| Direct (Sec 130 BörseG 2018) |
| |
| | | | |
| | | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
|
|
| Number of voting rights that may be acquired if the instrument is exercised |
|
| | | | |
|
| | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
| Type of instrument |
|
|
|
|
|
| Share purchase agreement | na | na | Physisch | 28 500 001 | 27,78 % |
| SUBTOTAL B.2 | 28 500 001 | 27,78 % | ||
| 8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. | | ||||||
| No. | Name | Directly controlled by No. |
|
|
| |
1 | Joint Stock Company lliadis | | | | | ||
2 | MKAO Rasperia Trading Limited | 1 |
| |
| ||
| 9. In case of proxy voting
Date of general meeting: - Voting rights after general meeting: - is equivalent to - voting rights. |
| 10. Sonstige Kommentare:
This notification is submitted due to entry into the sale and purchase agreement relating to 100% of the share capital of MKAO ¿RASPERIA TRADING LIMITED¿ between Joint- Stock Company ILIADIS and MKAO Valtoura Holdings Limited on 14 December 2023. |
Moscow, Russia 19 December 2023
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Moscow, Russia, 18 December 2023
OverviewNotification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: STRABAG SE
2. Reason for the notification: Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation
Oleg Deripaska
4. Name of shareholder(s): MKAO Rasperia Trading Limited
5. Date on which the threshold was crossed or reached: 14.12.2023
6. Total positions
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 0,00 % | 27,78 % | 27,78 % | 102 600 000 |
Position of previous notification (if applicable) | 27,78 % | | | |
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| | | | |
SUBTOTAL A | | | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| | | | |
| | SUBTOTAL B.1 | | |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| Share purchase agreement | na | na | Physisch | 28 500 001 | 27,78 % |
| | | SUBTOTAL B.2 | 28 500 001 | 27,78 % |
8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Oleg Deripaska | | |||
2 | Bradmion Holdings Limited | 1 | |||
3 | Melisantis Limited | 2 | |||
4 | MKAO Valtoura Holdings Limited | 3 | |||
5 | MKAO Rasperia Trading Limited | 4 | 27,78 % | 27,78 % | |
| | | | | |
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
This notification is submitted due to entry into the sale and purchase agreement relating to 100% of the share capital of MKAO ¿RASPERIA TRADING LIMITED¿ between Joint-Stock Company ILIADIS and MKAO Valtoura Holdings Limited on 14 December 2023. The aforementioned agreement has not been completed as of the date hereof.
As was previously notified, MKAO Rasperia Trading Limited takes the legal position that the rights of first refusal from the terminated syndicate agreement do not continue to apply. Therefore, we identify the percent of shares and voting rights in items 6 and 8 as 27.78%.
Moscow, Russia 18. December 2023
Vienna, 3 January 2023
Overview1. Issuer: STRABAG SE
2. Reason for the notification: Other
3. Person subject to notification obligation
Acting in concert agreement (Sec. 133 No. 1 BörseG 2018)
First name | Name/Surname | City | Country |
| BLR-Baubeteiligungs GmbH. | Wien | Österreich |
| RAIFFEISEN-HOLDING NIEDERÖSTERREICH-WIEN registrierte Genossenschaft m.b.H. | Wien | Österreich |
| Haselsteiner Familien-Privatstiftung | Spittal/Drau | Österreich |
| Hans Peter | Haselsteiner | | |
| Klemens Peter | Haselsteiner | | |
| UNIQA Beteiligungs-Holding GmbH | Wien | Österreich |
| UNIQA Erwerb von Beteiligungen Gesellschaft m.b.H. | Wien | Österreich |
| UNIQA Österreich Versicherungen AG | Wien | Österreich |
| UNIQA Insurance Group AG | Wien | Österreich |
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 1.1.2023
6. Total positions
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 57,78 % | 27,78 % | 85,56 % | 102 600 000 |
Position of previous notification (if applicable) | 79,80 % | 0,00 % | 79,80 % | |
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| AT000000STR1 | | 59 281 130 | | 57,78 % |
| Namensaktie / Registered shares | | 2 | | 0,00 % |
SUBTOTAL A | 59 281 132 | 57,78 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| Vorkaufsrecht / Right of First Refusal | See No 10 | 20 days | 28 500 001 | 27,78 % |
| | SUBTOTAL B.1 | 28 500 001 | 27,78 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| | | | | |
| | | SUBTOTAL B.2 | | |
8. Information in relation to the person subject to the notification obligation:
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Haselsteiner Hans Peter | | 0,05 % | 0,05 % | |
2 | Haselsteiner Familien-Privatstiftung | 1 | 28,28 % | 28,28 % | |
3 | Haselsteiner Klemens Peter | | 0,00 % | 0,00 % | |
4 | RAIFFEISEN-HOLDING NIEDERÖSTERREICH-WIEN reg. Gen.m.b.H. | | 7,05 % | 7,05 % | |
5 | BLR-Baubeteiligungs GmbH. | 4 | 7,11 % | 7,11 % | |
6 | UNIQA Insurance Group AG | | 0,02 % | 0,02 % | |
7 | UNIQA Beteiligungs-Holding GmbH | 6 | 0,00 % | 0,00 % | |
8 | UNIQA Österreich Versicherungen AG | 7 | 13,93 % | 13,93 % | |
9 | UNIQA Erwerb von Beteiligungen Gesellschaft m.b.H. | 8 | 1,34 % | 1,34 % | |
| | | | | |
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
The Core Shareholders Syndicate existing since April 23rd, 2007 ended upon expiry of December 31st, 2022. Despite the termination of the Core Shareholders Syndicate, the right of first refusal of the legal entities mentioned in item 8. under items 1 to 3 and the right of first refusal of the legal entities mentioned in item 8. under items 4 to 9 shall remain valid as long as they each hold at least 8.5% of the share capital of the Issuer. MKAO Rasperia Trading Limited is subject to Council Regulation (EU) No. 269/2014 of 17.03.2014 concerning restrictive measures in view of acts undermining or threatening the territorial integrity, sovereignty and independence of Ukraine, as amended/amended ("EU Sanctions Regulation"). Accordingly, MKAO Rasperia Trading Limited is not entitled to sell the shares of the Issuer held by it and, therefore, for the duration of the EU Sanctions Regulation, the right of first refusal does not apply unless the sanctioning authority gives its consent to a sale of such shares by MKAO Rasperia Trading Limited. The persons mentioned under point 3 have formed a syndicate without MKAO Rasperia Trading Limited.
Vienna 3 January 2023
Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Wien, 23.12.2022
Overview1. Issuer: STRABAG SE
2. Reason for the notification: Other
3. Person subject to notification obligation
Oleg Deripaska
4. Name of shareholder(s): MKAO Rasperia Trading Limited
5. Date on which the threshold was crossed or reached: 1.1.2023
6. Total positions
| % of voting rights attached to shares (7.A) | % of voting rights through financial/other instruments (7.B.1 + 7.B.2) | Total of both in % (7.A + 7.B) | Total number of voting rights of issuer |
Resulting situation on the date on which threshold was crossed / reached | 27,78 % | 57,78 % | 85,56 % | 102 600 000 |
Position of previous notification (if applicable) | | | | |
7. Notified details of the resulting situation:
| A: Voting rights attached to shares | ||||
ISIN Code | Number of voting rights | % of voting rights | ||
Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | Direct (Sec 130 BörseG 2018) | Indirect (Sec 133 BörseG 2018) | |
| AT000000STR1 | | 28 500 001 | | 27,78 % |
SUBTOTAL A | 28 500 001 | 27,78 % | ||
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 | ||||
Type of instrument | Expiration Date | Exercise Period | Number of voting rights that may be acquired if the instrument is exercised | % of voting rights |
| Vorkaufsrecht / Right of First Refusal | na | na | 59 279 931 | 57,78 % |
| | SUBTOTAL B.1 | 59 279 931 | 57,78 % |
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 | |||||
Type of instrument | Expiration Date | Exercise Period | Physical / Cash Settlement | Number of voting rights | % of voting rights |
| | | | | |
| | | SUBTOTAL B.2 | | |
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
1 | Oleg Deripaska | | |||
2 | Bradmion Holdings Limited | 1 | |||
3 | Melisantis Limited | 2 | |||
4 | MKAO Valtoura Limited | 3 | |||
5 | MKAO Rasperia Limited | 4 | 27,78 % | 57,78 % | 85,56 % |
| | | | | |
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
Die vorliegende Beteiligungsmeldung wird aufgrund Kündigung des Syndikatsvertrags vom 23.04.2007 (zuletzt geändert am 15.03.2013) durch die Haselsteiner Familien-Privatstiftung mit Wirkung zum Ablauf des 31.12.2022 erstattet.
Die Meldung des Vorkaufsrechts aus vorgenanntem Syndikatsvertrag gemäß Punkt 7.B.1 als Finanzinstrument gem. § 131 Abs 1 Z 1 BörseG 2018 erfolgt lediglich vorsichtshalber um der formalen Vollständigkeit willen. Erläuternd wird dazu ausgeführt, dass der vorgenannte Syndikatsvertrag wechselseitige Vorkaufsrechte vorsieht, die sich aus Sicht der MKAO Rasperia Trading Limited theoretisch auf 59.279.931 Aktien (= Summe der von den übrigen Syndikatsmitgliedern gehaltenen Aktien) beziehen könnten. Das Vorkaufsrecht der MKAO Rasperia Trading Limited ist gemäß den Bestimmungen des Syndikatsvertrags jedoch den Vorkaufsrechten der übrigen Syndikatsmitglieder nachgelagert und könnte durch MKAO Rasperia Trading Limited nur im Fall ausgeübt werden, dass die übrigen Syndikatsmitglieder ihre wechselseitigen Vorkaufsrechte nicht ausüben. MKAO Rasperia Trading Limited vertritt zudem die Rechtsansicht, dass die Vorkaufsrechte aus dem Syndikatsvertrag nach dessen Beendigung nicht fortwirken.
***
This notification is submitted due to termination of the syndicate agreement dated 23.04.2007 (last amended on 15.03.2013) by Haselsteiner Familien-Privatstiftung with effect as of the end of 31.12.2022.
The notification of the right of first refusal arising from the aforementioned syndicate agreement pursuant to item 7.B.1 as a financial instrument pursuant to Sec 131 para. 1 no. 1 Stock Exchange Act 2018 is made merely as a precaution for the sake of formal completeness. In this regard, it is noted that the aforementioned syndicate agreement provides for mutual rights of first refusal which, from the perspective of MKAO Rasperia Trading Limited, could theoretically relate to 59,279,931 shares (= sum of the shares held by the other syndicate members). However, according to the provisions of the syndicate agreement, the right of first refusal of MKAO Rasperia Trading Limited is subordinated to the rights of first refusal of the other syndicate members and could only be exercised by MKAO Rasperia Trading Limited in the event that the other syndicate members do not exercise their mutual rights of first refusal. Additionally, MKAO Rasperia Trading Limited takes the legal position that the rights of first refusal arising from the syndicate agreement do not continue to apply after its termination.
Wien am 23.12.2022
>> FMA Reports 2021